FORMER HEAD INTERNATIONAL COOPERATION – REGULATOR FINMA
Point of contacts for regulators across the globe (e.g. US SEC, US DoJ, US OFAC, UK FCA)
Responsible for highly complex cross-border investigations (LIBOR manipulation, FX manipulation, Embargos, Market Abuse)
Negotiations with international bodies (FSB, IOSCO, ESMA, EBA)
FORMER CHIEF OF COMPLIANCE – EUROPEAN HUB – CREDIT SUISSE
Responsible for Luxembourg and Austria, France, Portugal, Greece, Ireland and Netherlands
Activities for International Wealth Management, Depositary Banks (Funds), Corporate Institutions
Managing the compliance function with regards to:
Financial Crime: i.e. AML / CFT, Embargos, Sanctions, negative news
Clients onboarding – life cycle & client exits
Regulatory implementation MIFID II, GDPR, MAR II, PSD2
US Legal & Compliance matters
Compliance policies and compliance training
Liaison with Boards, Management, regulators & enforcement bodies
